From Both Sides Now: Academic Tenure-Should it stay or should
it go?
Allan H. Church
What is the one last full employment holdouts in the world of
work today? It's not corporate America-even IBM started actually
laying people off several years ago (Hays, 1994). It's not the
government-witness the recent emphasis on "leaner and meaner"
and fewer headcounts throughout every agency. If fact, as my
friend and colleague Janine has pointed out to me recently, there
are only two places left where lifetime employment is a virtual
guarantee: the world of academia and the Mafia. In both cases,
your job is generally secure until death, unless, of course, you
really make a mistake.
Let's focus on tenure for the present. It has more relevance
to I/O practitioners (I hear, however, that 360 degree feedback
is making a splash in the organized crime business). Although
only 36% of SIOP membership are currently employed full-time in
academic settings, given that 89.8% hold doctorates and another
9.7% have their masters (Howard, 1990), the issues surrounding
the tenure debate should resonate with almost everyone. After
all, we all have either experienced directly or heard of someone
who has experienced one of "those" professors who clearly
should not be teaching (for any one of a variety of reasons).
Moreover, since the faculty of these institutions of higher learning
represent the first line of socialization into the field of I/O
psychology, or any other specialty for that matter, the impact
that tenure has on both the processes of teaching and research
is critical.
Whenever I think of tenure I am reminded of a professor I knew
of in college who was anything but exemplary. As a member of
one of the student advisory boards, we were often privy to information
that was one step beyond general knowledge, although I seriously
doubt if most people didn't know what was really happening. At
any rate, this fully tenured professor was known by many to teach
classes while intoxicated. Between student comments of alcohol
on his breath, missing lectures inexplicably, and often jumbling
those that were presented, the course evaluations were needless
to say not particularly positive. Despite repeated requests to
have this person removed, the only recourse the faculty of this
department had was to relegate the individual to teaching only
1 class per year. Unfortunately, the one course this individual
was still "qualified" to teach was still one that was
recommended for acceptance into graduate school programs. Thus,
while student exposure to this individual was minimized, the situation
went unresolved until nature corrected the situation on its own.
Given these issues, and the implications that tenure has for the
study and practice of our field, I thought I would solicit others'
opinions on the topic. More specifically, the questions posed
for this discussion were as follows:
What should be done about the academic tenure system? If
you feel it should be revised or abolished altogether please explain
your reasoning and what new system(s) might be used to replace
it. If you feel that tenure should remain as it is please explain
the reasoning for your decision (e.g., to whom and in what ways
it benefits others).
Rather than use my standard method of identifying potential contributors
and approaching them directly, I thought I would try the internet
instead. Given the sensitivity of the topic, and the potential
difficulty in finding individuals who would agree to respond openly
to my question, I chose to cast the net as wide as possible and
see who would bite. Thus, I posted a request for contributors
on both the ODCNET-L and IOOB-L news groups. To my surprise,
I received responses from six different individuals including
an I/O psychology professor, an external consultant, a political
activist, and a travel writer. Five of these presented primarily
negative views, while the sixth chose to defend the system for
a variety of reasons.
The first contributor is Ted Micceri, Coordinator of Institutional
Research for the University of South Florida. Ted provides us
with the context for the whole tenure concept and raises some
interesting issues about its relevance in contemporary learning
organizations.
At least two factors were primary causes of the Tenure concept:
First to assure that at least some part of society would have
the ability to "freely" comment even in repressive environments,
and second, to allow a small portion of society (tenured professors)
enough study time to become "Masters" of their subject
area. Over the past 50 years, at least three things have strongly
influenced the environment in which this historic system functions:
The information explosion has caused "Masters" both
to have to work harder for mastery and to become masters of smaller
and smaller pieces of their subject area. Whereas the psychologist
of 1900 may only have to read the equivalent of 10 treatises a
year to keep up with the entire world's research and development,
today's psychologists may have to read 10 treatises per week to
do the same. Masters must specialize to reduce their workloads
to a "reasonable" level. Such specialization changes
the very nature of "faculty".
The number of students attending higher education, and therefore,
by necessity, the number of faculty, has increased geometrically
over time as a portion of the population. Whereas only 5% of
high school graduates in 1900 attended higher education institutes,
the High School and Beyond Study on the 1982 high school graduating
class found that 66% of them had attended college within eight
years. The cost of having enough faculty to teach this multitude
is greater than society can bear if most are tenured.
Technological developments and a constantly changing world environment
has resulted in rapid world-wide communication and considerably
greater personal mobility throughout society, and especially among
Experts. The rapid development of communications technology makes
it considerably more difficult for even the most repressive socio-political
environments to control protesting voices. This effect, to a
large extent, reduces the need for a primary underpinning of Tenure:
the freedom to write and speak openly.
Of course, as the information required for mastery has increased,
and because promotions and tenure are usually based on high status
research, the time the average tenure-earning professor devotes
to teaching has necessarily dropped. As awareness of this phenomenon
has spread, effects such as the University of Utrecht's (Netherlands)
tripartite advanced graduate degree have appeared. Students there
now work toward one of three degrees, a traditional research degree,
the Ph.D., a teaching oriented degree within a subject area, the
THE (which is theoretically of equal status to the Ph.D.), or
both (this we assume will be of higher status than either of the
others). Of course, steps such as this only deal with one problem,
the lack of effort devoted to teaching. Societal costs and "freedom
of speech/writing" suggest that the following effects, which
have been increasing steadily over the past 20-30 years, will
continue their growth:
Increasingly greater numbers of students will study with Experts,
rather than Masters, particularly at the introductory levels of
higher education. This effect is clearly visible in the huge
increase of community college enrollments and in the steadily
greater use of adjunct faculty and graduate students to teach
lower-level courses at major universities around the nation.
Tenure as an institution will be under increasing fire, as the
monies that formerly supported this group are spread to a wider
base of students. Over time we should expect:
That only the upper levels of undergraduate and most of graduate
education will be handled by tenured faculty.
That institutions will become increasingly diverse, with some
oriented toward instruction, some research, etc..
In view of the preceding, we can be sure that over the next several
years, those who wish to "profess" will experience the
Chinese curse: "May you live in interesting times."
Royleen White, an external consultant specializing in organizational
improvement and team development, questions the nature and purpose
of tenure itself. Her critique is short and to the point.
Academic tenure does not encourage professors to be "learners."
Once they receive tenure, many declare themselves "learned,"
and they often stop learning altogether. James O'Toole has compared
tenure to a drug or alcohol, at first medicinal and later addictive
and destructive. He has renounced his own tenure at the University
of Southern California and claims to have witnessed the transformation
of the American Associates of University Professors from a professional
association into a labor union.
Others have suggested that tenure still allows for termination
for cause; however, as I understand it, a tenured professor can
not be terminated unless he/she has committed some egregious evil.
The tenured individual essentially has a job for life.
It strikes me that the tenure problem gets at the heart of the
purpose of higher education. Does the university exist to prepare
people to contribute to society? To teach them how to think critically?
To write? To communicate and to problem solve? Or is the university
here to promulgate research? Do we need so much self-indulgent
inquiry? If this research benefits corporate America, perhaps
it should be footing the bill. Some would argue that corporate
America is already footing the bill-with grants, endowments, bequests,
and sponsorships. However, few would argue that considerable
university research is funded by the good old American taxpayer.
That taxpayer is "tapped out," and in no mood to continue
increasing the investment; let's face facts: most people despise
government these days. The taxpayer has witnessed (or perhaps
been the victim of) right-sizing, down-sizing, and just plain
brutalizing. The taxpayer has had to answer not only "How
do you add value to this business?" but also "What have
you done for me lately?" A tenured professor doesn't have
to answer those questions. And in the last half of the last decade
of the twentieth century, with American competition in the global
economy at risk, that makes no sense.
Tenure should be abolished, and replaced with a contract system
that enables university administrators to link desired outcomes
with each professor's contributions.
On a similar vein, but in greater detail, are the following comments
provided by an Assistant Professor of I/O Psychology who would
like to remain anonymous. His chose to summarize his comments
using the following points:
The purpose of establishing the tenure system was to protect academic
freedom of professors. The basic assumption was that the professors
will use their academic freedom to realize some individual goals
that are consistent with organizational goals, and for some reasons
they could be terminated for doing so. A big area for discussion
is what type of goals belong here.
What social norm lay behind the idea of establishing a tenure
system? It may be surprising to realize that it was the equality
norm that is not much heralded in this culture.
Who deserves to be protected by the tenure system? Only those
people who have individual goals that are congruent with organizational
goals, should be protected. One could argue that most tenure
reviews are not assessing and considering this issue.
Who needs to be protected by the tenure system? My guess is that
very few professors need such protection. I looked around my
department, and concluded that out of 32 professors, maybe one
would need such protection but there is no problem, s/he was already
denied tenure and is on non-tenure track. It would be interesting
to survey our colleagues around the country to find what is the
predominant perception about this.
Paradox 1: If the famous "publish-or-perish"
rule is the indispensable heuristic to obtain tenure, then tenure,
in fact, quite often curtails academic freedom. It is not a secret
that the more innovative, the more ground-breaking, and the more
controversial that one's research is, the more difficult that
is to publish it.
Paradox 2: If the research on work motivation makes any
sense, then it is obvious that some faculty members will lower
their effort under low instrumental rewards and/or punishments.
The paradox here is that the tenure system that should increase
accomplishment of organizational goals can, in fact, work in the
opposite direction.
Paradox 3: There are at least two motivations to get rid
of and/or to reform the tenure system. Some administrators copy
their counterparts in the business world and only want to replace
higher-paid tenured faculty with cheaper, beginning assistant
professors. Some faculty members and, I hope some administrators,
see the problems with the tenure system as it is and would like
to replace it with a better system of protecting academic freedom.
The paradox is that these different motivations to eliminate
tenure should come with different solutions.
Paradox 4: In the US, with some exceptions (e.g., public
school teachers), only university professors enjoy the safety
of tenure. If universities are there to serve their communities,
the tenure system can exacerbate the problem of elitism and detachment
from their communities.
In general, it would be probably very difficult replace tenure
with another system. The discourse and actions that have been
taken around the country suggest that the tenure system is only
a small part of struggling academe. If this is true, any changes
to the tenure system should involve more global changes in university
organizations. In conclusion, it's time to start treating students
as members of our organizations and not only as customers who
got stuck with us.
Vasos Panagiotopoulos, a conservative activist and businessman,
sent me his comments on the education process in general. From
this material, I culled the following points of his regarding
tenure. Although brief, his observations are interesting nonetheless:
At Ivy universities, professors are so engrossed in federal research
that they give mixed-matched old exams (for which there is a black
market). In many European universities, the education process
has already degenerated to only examinations because there is
not enough room in the classes for all the students. And as others
have shown, today's professoriate is more interested in grants
and bizarreness than in teaching (hence superfluous?) students.
Many university students report that those who attend fewer classes
get better grades because they stay home and study: Then why
make them pay for the faculty? Paraphrasing Barzun: Junk education
and junk research to go with junk bonds and junk mail?
What is outrageous is that academicians like Charles Handy, Tom
Peters, and Peter Drucker, rather than being ashamed of the decrepitness
of the university feudal system, demand, in works such as Age
of Unreason, that it be extended to the workplace; the university
is one of the last surviving bastions of feudalism, and the Reagan
Revolution which brought down the Kremilin walls must finally
be allowed to demolish the tenured professoriate's paranoid delusions
of grandeur that seeks the public pay them tribute in the form
of grants!
It is obscene to hear professors condemn supposed corporate short-termism
and greedily high salaries when they insist that university investments
(even internal venture capital) provide maximum annualised returns
and that they seek ever-higher salaries for themselves, their
administrators and their lobbyists: instead of behaving like paranoid
dictators accusing supposed "immorality" for the failure
of their hare-brained schemes-instead of "teaching"
ethics-they should teach by example, for the sad state of societal
ethics today is primarily the fault of the professors' hypocritical
example. We can ill-afford to allow faculty who reserve the right
to be both absent-minded and stubborn to continue pretending to
teach our future leaders justice and competitiveness.
Doug Dylan, currently a nationally syndicated travel/humor writer
and author of "How Survive High School with Minimal Brain
Damage", provided his reflections on the utility of the tenure
system.
Tenure, with all that it implies today, is about as beneficial
to college students as a psychotic with a machine gun on the roof
of the admissions office. Before begin my assault on tenure,
I must define a few parameters:
I believe that communicating with a class of students and compiling
a bibliography are two entirely different skills. Research skills
and teaching skills are as similar as football and baseball and
should not be linked as such. Teaching and research are both
academia just as football and baseball are both athletics. Those
who can achieve both at the highest level are as rare as a Bo
Jackson.
A Ph.D. trains someone to teach a class like an astronomy course
trains someone to pilot the space shuttle. Therefore, to find
exceptional teachers under the current system, you have to recruit.
There is no way to know if a teacher is exceptional, however,
by looking at a rsum. With a rsum,
you can only find exceptional researchers, which is exactly what
we have been doing. There should be scouts traveling around the
country questioning students about top teachers and then attending
their classes. For teacher recruiting, high schools and junior
colleges may act as a "minor league" for the high-powered
teaching institutions.
I support a divided profession of academia: teaching professors
and research professors. Teaching professors will, to get their
degree, have to study and practice the techniques of teaching.
Research professors will, to get their degree, have to learn
how to get grants and learn how to look at what society needs
so they can provide research accordingly, not just research what
they feel like researching. Teaching is often boring and difficult
for researchers. If their real skills lie in research, let's
not burden them with students. To get the best out of each person,
these skills should be separated.
You do not need to be pushing the frontiers of thought in order
to teach along those frontiers. Once Columbus discovered America,
any navigator could find it (go west!). Once Einstein invented
the theory of relativity, others could explain it. Once the information
is out there, you don't need the original thinker to teach it.
A good teacher stays abreast of their field and should be able
to explain what is happening along the "cutting edge."
The best teachers should be concentrated in the lower level courses,
where students are trying to discover for themselves if this is
a field they should pursue. They are often not yet motivated
about the field and don't know enough about it to pursue things
on their own. Because this is an introduction, we want to put
our best foot forward.
A Ph.D. is not necessary for teaching many courses. We have gotten
hooked on attracting PhD's because accreditation firms like it
and, thus, US News & World Report began to chart it, which
increased it's importance. I took a Calculus 101 course in high
school, and then again in college and I learned much more from
my high school teacher who was both more challenging and more
enthusiastic.
Now back to tenure. The most incredible thing about tenure is
that the definition has changed so much. Most know its original
meaning as a shield for those who possess unorthodox views, specifically
for the social sciences. Today, it implies a sort of untouchability
for all faculty who can attain it. Academic freedom is the major
issue here and let me start by saying that I hold it more highly
than most. In fact, I want to extend this academic freedom not
only to tenured professors, but to every professor, from the instant
he or she signs the contract. Grant freedom to possess unorthodox
views to all faculty members. It does not, I remind you, in any
way, protect a professor from the standards of teaching excellence
adapted by that institution.
Publish rubbish or perish-even in the theoretical world of academia,
people need quantitative things to point at. Research is on paper
and you can point to a stack of papers and say, "look, I
did that" and people will know what you're talking about.
The papers don't actually have to say much, and they often don't.
And even if they did, few actually read it. It's often just
important that there are a lot of pages. In a quest to produce
pages, researchers will often forgo a long-range, say, eight-year
project because it won't produce enough paper. Teachers don't
have to point to anything quantitative in teaching. The closest
thing to quantitative results are student evaluations, and most
colleges don't place much weight on them. For tenure to crack,
it will have to be a movement of the students. Tenure does not
prevent, but does not encourage exceptional teaching.
The classroom is for the students. The students are paying for
a service-to be taught. The faculty too easily loose sight of
this, often because no one does anything to enforce it. They
get these weird schemes floating around that students and/or their
parents have an obligation to support whatever sort of research
they deem relevant. After all, they are furthering the thinking
of mankind. In fact, most professors are furthering the thinking
of mankind like my grandmother is forwarding rap music. Some
profs are genuinely pushing the frontiers of thought, but the
rest are trying to fill pages of academic journals that only a
few colleagues read and books that even fewer read to achieve
that holy-of-holies-tenure.
Professors are the very people who set up working models to analyze
political, scientific and economic situations. Tenure, however,
would never survive such analysis-it can only survive in academia,
where people don't strive for excellence, as they expect us in
the classroom do to, they strive for security.
And now for something, completely different. Stephen Guastello,
Associate Professor in the Department of Psychology at Marquette
University, was the only contributor to actually take a positive
stance toward the notion of tenure.
Why the Tenure System Should be Maintained
The function of the university is to preserve, reorganize, transmit,
and discover the knowledge base accumulated by the culture, both
locally and globally. The discovery aspect, i.e., research, did
not gain the prominence that his has today until the 1930s, that
is, until nearly 400 years after the establishment of the major
Renaissance universities. Although many aspects of the tenure
debate may rightly center on research quantity and quality, the
totality of the university function cannot be ignored when considering
the broader question of whether the tenure system should be retained
or dismantled.
One might reasonably ask whether the tenure system, which guarantees
employment after certain qualifications are met, serves to reinforce
lack of research productivity, and thus whether it would be better
for research if the tenure system were dismantled. There are
two parts to that answer: One is "no" with respect to
the existing body of knowledge concerning creativity and innovation.
The other is "no" with respect to a university's utilization
of its resources. In each case there is a decision concerning
the relative merits of each potential project in terms of the
certainty and size of the potential payoff. Without tenure,
the natural proclivity in the face of risk to employment is to
forego risky long-term involvements in favor of more immediate
publication of less important material. If risk to employment
from capricious political behavior of administrators and peers
were to be extended to everyone, then the products of university
science would amount to no more than drivelous essays about the
pimples on Pavlov's nose. Long-term visionary thinking of scientific
value would be more rare than it is today.
At recent meetings of the Society for Chaos Theory in Psychology
& Life Sciences (SCTPLS), discussions about tenure have spontaneously
emerged. We note that the majority of participants fall into
two major categories: tenured professors and graduate students.
The tenured claim that tenure was highly necessary to support
their efforts. The graduate students are adventurous and seek
to participate in this burgeoning area of science. They commonly
report, however, that professors who are interested in their pursuits
are scarce; thus they look to the professional organization for
what is missing in their home institutions.
Even if one were to catalog the tenured professors who were not
productive, and research and eliminate those who were involved
in a bona fide high risk long term project, there would still
be a bunch left over. However, according to an article reported
in the Providence Journal Bulletin this summer, tenured professors
nationally report that they work 55 to 60 hours a week. This
is hardly the aggregate behavior of "deadwood." I propose,
therefore, that if there are any underutilized professors among
the ranks of the tenured, that is only the result of myopic management
and perhaps a reward system that promotes myopia.
It would be a shame, if not collective stupidity, for faculty
to relinquish their tenure and the tenure system. I have met
several business people who remark, with a dab of drool at the
edge of their lower lip, that the information economy is some
kind of gold mine-an infinite renewable natural resource. Indeed
it would be wise to contemplate this assertion. There is some
merit to the natural resource analogy. More specifically, the
university system and its knowledge service capabilities today
is the compounded result of over 400 years of work before we even
include the contributions of the Ancients. What does industry
do when it encounters an ancient forest of hardwood? It cuts
it down and turns it into coffee tables. The ancient forests
are mostly gone now, and in their place are the tree farms. The
university is analogous to the ancient forest. Dismantling its
long term maintenance function by replacing tenured professors
with transients is analogous to cutting down the forest and selling
it off. No one on earth has offered a clue to how to plan an
"information farm" in place of a devastated university
system. Once the university resource is devastated, it will take
enormous resources to reconstruct it. Alternatively it will become
a shadow of its former self, highly unstable, and susceptible
to any corporatist or political whimsy that might present itself
as a form of "help." Meanwhile, the future generations
would have a very difficult time obtaining anything resembling
an education, whether they have the tuition money or not.
It should be clear from the foregoing essay that the idea of dismantling
tenure is not good for most parties involved. Tenure is a protection
of academic freedom, and the threats of the future are no less
great than the threats of the past. Tenure supports long term
maintenance of the university system as well as high risk ventures
to discover new knowledge. Dismantling tenure will only stifle
discovery, lead to the extrication of the universities' best human
resources, and cause irreparable damage to the system as a whole.
So what can we make of all this? Well, if this discussion were
a democracy, tenure would be history. Not that there is too much
in the way of proposed alternatives, mind you, but the general
feeling among contributors is that tenure does not protect the
right things while it reinforces the wrong things. While there
are many teachers and researchers who are well deserving of tenure
and all that it confers, the fact is, that these are the people
who need it the least. One of the reasons that so many people
are down on tenure (and this applies beyond the present set of
contributors), is that they have personally experienced at one
time or another the dark side of tenure. Whether it's exposure
to an intellectual burnout, rejection from the tenure process
itself, or the pursuit of an "acceptable" research agenda,
the image of a tenured professor has clearly be tainted in our
eyes. Moreover, in many business circles (as some clients have
been known to comment) tenure reinforces the negative stereotype
of academics as "pie in the sky" or "ivory tower"
types. Tenure, in their minds, often extends the distance between
research and application, by not holding academics accountable
for the contribution of their research to the real world.
One potential solution to this problem is the idea of term limits.
If they can do it in the government, we can do in the hallowed
halls of academe. If your limit is up at University X, you move
to University Y where your past credits can be applied, pending
a review of course. At the very least, why not develop a formal
contract describing a "continued tenure" process that
delineates what types of papers need to be published where, what
levels of teaching excellence will be required and how they will
be measured throughout the person's academic career instead of
just in the early stages? If the terms of the contract are not
continually met at regular review intervals, the professor is
simply released. While such a system might reek havoc on the
existing institutional systems, it has possibilities.
I would like to thank Ted, Royleen, the anonymous contributor,
Vasos, Doug and Stephen for their contributions to the present
discussion. Special thanks to Janine Waclawski for helping me
put this issue together-soup to nuts. Although I don't have lifetime
tenure in my present job, I'm sure I'll be here at least through
the next issue so send your comments, reactions and ideas to me
at W. Warner Burke Associates Inc., 201 Wolfs Lane, Pelham, NY,
10803, (914) 738-0080 or fax (914) 738-1059, e-mail AllanHC@AOL.COM.
References:
Cunningham, B. (1995). Soaring profits-but workers don't share.
Report No. 82. Washington, DC: AFL-CIO Economic Research Department.
Hays, L. (1994). Blue period: Gerstner is struggling as he tries
to change ingrained IBM culture. Wall Street Journal,
May 13, A1.
Howard, A. (1990). The multiple facets of industrial-organizational
psychology: Membership survey results. Arlington Heights,
IL: Society for Industrial and Organizational Psychology, Inc.
Biographies:
Ted Micceri holds a Ph.D. in Educational Measurement, an M.A.
in Social Gerentology, and B.A.s in Philosophy and Slavic Languages
and Literature. For the past three years he has worked as an
Institutional Researcher at the University of South Florida, Tampa,
Florida. He has worked for the state of Florida's DOE and USF's
College of Education.
Royleen White is a principal of Rolyeen White and Associates specializing
in organizational improvement, facilitation, and results-oriented
team development. She began her consulting practice more than
ten years ago and has experience in local government, as well
as technical expertise in training, organizational development,
and group facilitation.
Our anonymous contributor is an Assistant Professor of Industrial/Organizational
Psychology in a Department of Psychology at a U.S. University.
He has conducted theory-based research (on groups and work motivation)
prior to applying for tenure, and was punished for it.
Vasos Panagiotopoulos is an conservative activist and businessman.
A Columbia alumnus and former NY Federal Reserve analyst,
he is listed in Marquis' Who's Who in Finance & Industry.
His columns have appeared in the NYC Tribune.
Doug Dylan graduated from Colorado College with a degree in Political
Economics and is the co-author of How to Survive High School
with Minimal Brain Damage (1988). His experience includes:
Assistant Talent Coordinator "Late Night with David Letterman";
Editorial Asst. Spy Magazine; Asst. European Sales Manager
The New Yorker Magazine. He is currently a nationally
syndicated travel/humor writer.
Stephen J. Guastello is an Associate Professor in the Department
of Psychology at Marquette University in Milwaukee. He received
his doctorate in I/O psychology in 1982 from the Illinois Institute
of Technology. Currently, he is president of the Society for
Chaos Theory in Psychology & Life Sciences.
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